Curriculum
- 1 Section
- 5 Lessons
- 65 Weeks
Module 5: Example of LOLER Risk Assessment
Example of LOLER Risk Assessment
In this final module, we will bring together everything you’ve learned throughout the course by reviewing a practical example of a LOLER Risk Assessment. This module demonstrates how to apply the principles, legal requirements, and step-by-step process covered in the previous modules to a real-world lifting operation.
The example provided will show how to identify hazards, assess risks, and implement suitable control measures in a structured and compliant format. You’ll also see how to record findings clearly and effectively, ensuring that your documentation meets both LOLER and HSE standards.
Use this example as a guide when developing your own LOLER risk assessments, adapting it to suit your specific workplace, equipment, and operational environment.
Example of LOLER Risk Assessment
In this final module, we will bring together everything you’ve learned throughout the course by reviewing a practical example of a LOLER Risk Assessment. This module demonstrates how to apply the principles, legal requirements, and step-by-step process covered in the previous modules to a real-world lifting operation.
The example provided will show how to identify hazards, assess risks, and implement suitable control measures in a structured and compliant format. You’ll also see how to record findings clearly and effectively, ensuring that your documentation meets both LOLER and HSE standards.
Use this example as a guide when developing your own LOLER risk assessments, adapting it to suit your specific workplace, equipment, and operational environment.
| Equipment / Process Name | |
|---|---|
| Serial No. / Model No. | |
| Intended Use / Process Summary | |
| Programme / Department | |
| Date of Assessment | |
| Review Date | |
| Assessor |
| Sr. No. | Assessment | Y | N | Comment / Remedial Action (If any) |
|---|---|---|---|---|
| Reg. 4 – Application of LOLER | ||||
| 1 | Is the lifting equipment used only for lifting and lowering operations as defined under LOLER? | |||
| 2 | Has a generic risk assessment been conducted before lifting operations begin? | |||
| 3 | Are lifting operations planned, supervised, and carried out safely by competent persons? | |||
| Reg. 5 – Safe Working Load (SWL) | ||||
| 4 | Is the SWL clearly marked on the lifting equipment or accessories? | |||
| 5 | Are lifting accessories suitably rated and marked with their SWL? | |||
| 6 | Are no loads exceeding the SWL ever lifted? | |||
| Reg. 6 – Thorough Examination and Inspection | ||||
| 7 | Is equipment examined by a competent person before first use? | |||
| 8 | Are examinations carried out at required intervals? | |||
| 9 | Are lifting accessories examined every 6 months? | |||
| 10 | Are examination records maintained? | |||
| 11 | Are reports provided to the duty holder? | |||
| Reg. 7 – Defects and Reporting | ||||
| 12 | Are defects promptly reported? | |||
| 13 | Is defective equipment removed from service? | |||
| 14 | Are repairs or replacements arranged promptly? | |||
| Reg. 8 – Maintenance | ||||
| 15 | Is lifting equipment properly maintained? | |||
| 16 | Are maintenance activities planned and documented? | |||
| 17 | Are maintenance records reviewed? | |||
| Reg. 9 – Use and Operation | ||||
| 18 | Are operators trained and competent? | |||
| 19 | Are operators provided adequate instruction? | |||
| 20 | Are pre-use checks conducted? | |||
| 21 | Are controls in place to prevent overloading? | |||
| 22 | Are safe systems of work followed? | |||
| Reg. 10 – Planning and Supervision | ||||
| 23 | Is a lifting plan in place for high-risk lifts? | |||
| 24 | Are operations supervised? | |||
| 25 | Is communication effective? | |||
| Reg. 11 – Marking and Identification | ||||
| 26 | Is equipment clearly marked? | |||
| 27 | Are markings legible? | |||
| Reg. 12 – Accessories for Lifting | ||||
| 28 | Are lifting accessories properly selected? | |||
| 29 | Are sling angles safe? | |||
| 30 | Are accessories compatible? | |||
| Reg. 13 – Precautions and Protective Measures | ||||
| 31 | Are exclusion zones in place? | |||
| 32 | Are signals and alarms used? | |||
| 33 | Are unsafe operations stopped? | |||
| 34 | Is an emergency procedure in place? | |||
| Equipment/ Process Name: | |
| Serial No. /Model No. (If Applicable): | |
| Intended Use of Equipment/ Summary of the Process: | |
| Programme/ Department Equipment or Process Located In: | |
| Date of Assessment: | |
| Review Date of Assessment | |
| Assessor: |
| Sr. No. | Assessment | Y | N | Comment/ Remedial Action (If any) |
| Reg. 4 – Application of LOLER | ||||
| 1 | Is the lifting equipment used only for lifting and lowering operations as defined under LOLER? | |||
| 2 | Has a generic risk assessment been conducted before lifting operations begin considering current controls in line with the environment and process? | |||
| 3 | Are the lifting operations planned, supervised, and carried out safely by competent persons? | |||
| Reg. 5 – Safe Working Load (SWL) | ||||
| 4 | Is the SWL clearly marked on the lifting equipment or its accessories? | |||
| 5 | Are lifting accessories (slings, shackles, hooks, chains, etc.) suitably rated and marked with their SWL? | |||
| 6 | Are no loads exceeding the SWL ever lifted? | |||
| Reg. 6 – Thorough Examination and Inspection | ||||
| 7 | Is the lifting equipment subject to thorough examination by a competent person before first use? | |||
| 8 | Is a thorough examination carried out at regular intervals as per LOLER (usually every 6 or 12 months depending on use)? | |||
| 9 | Are lifting accessories examined every 6 months or more frequently if used in severe conditions? | |||
| 10 | Are thorough examination records maintained and readily available? | |||
| 11 | Are reports of thorough examinations provided to the duty holder and relevant personnel? | |||
| Reg. 7 – Defects and Reporting | ||||
| 12 | Are defects and damage in lifting equipment identified during inspections and thorough examinations promptly reported? | |||
| 13 | Are defective or damaged equipment and accessories taken out of service immediately? | |||
| 14 | Are arrangements in place for prompt repair or replacement of defective lifting equipment? | |||
| Reg. 8 – Maintenance | ||||
| 15 | Is lifting equipment maintained in a safe condition by competent persons? | |||
| 16 | Are maintenance activities planned and documented? | |||
| 17 | Are maintenance records kept and regularly reviewed? | |||
| Reg. 9 – Use and Operation | ||||
| 18 | Are lifting operations carried out by trained and competent operators? | |||
| 19 | Are operators provided with adequate information, instruction, and training regarding the equipment and safe lifting practices? | |||
| 20 | Are pre-use checks conducted before each lifting operation? | |||
| 21 | Are appropriate controls in place to prevent overloading during lifting operations? | |||
| 22 | Are safe systems of work documented and followed? | |||
| Reg. 10 – Planning and Supervision of Lifting Operations | ||||
| 23 | Is a lifting plan in place for all complex or high-risk lifts, including risk assessment and method statements? | |||
| 24 | Are lifting operations supervised by competent personnel? | |||
| 25 | Are adequate communication methods established between all personnel involved in lifting operations? | |||
| Reg. 11 – Marking and Identification | ||||
| 26 | Is all lifting equipment and accessories clearly marked with manufacturer’s identification, SWL, and inspection status? | |||
| 27 | Are all markings legible and kept up to date? | |||
| Reg. 12 – Accessories for Lifting | ||||
| 28 | Are lifting accessories properly selected, inspected, and maintained? | |||
| 29 | Are sling angles and attachment methods suitable and safe? | |||
| 30 | Are all lifting accessories compatible with the lifting equipment and load? | |||
| Reg. 13 – Precautions and Protective Measures | ||||
| 31 | Are appropriate exclusion zones or barriers in place to protect persons from lifted loads? | |||
| 32 | Are signals and alarms used effectively during lifting operations? | |||
| 33 | Are all lifting operations stopped immediately if unsafe conditions arise? | |||
| 34 | Is emergency procedure in place and known to all personnel involved? | |||